1. Introduction
The present contrastive study is based on the assumption that a statistically relevant over-representation of certain linguistic phenomena (e.g., lexemes, keywords, collocations, colligations, phraseological units) is characteristic of literary language in general as well as of specific literary (sub)genres. This idea, which opens up innovative approaches to genre theory, was advocated by Siepmann in two seminal articles (2015, 2016). First steps towards checking the validity of this hypothesis had been undertaken in pioneering works in the 1990s–2000s (e.g., Stubbs & Barth, 2003). These studies were typically limited by the comparatively small size of their (exclusively English) corpora as well as by the fact that they did not include extended units of meaning, such as His thoughts were interrupted by ∣ Il en était là de ses réflexions quand (see Siepmann, 2015, pp. 381-382;1 2016, p. 21), which readers are likely to recognise intuitively as features of literary texts. Biber et al. (1999) identify some grammatical constructions that are characteristic of literary texts (e.g., demonstratives of the type that bloody car of mine or expletive constructions including there); yet, they neither take keywords into consideration, nor do they examine the specificity of recurrent elements to subgenres, which promises to be a particularly interesting approach for bridging the gap between (corpus) linguistics and literary studies, as we hope to show in the following.
The case studies in Section 5 of this article go significantly further than Biber et al. (1999) by drawing upon large French and English literary corpora and by applying an innovative approach based on lexicometric methods. We specifically seek to explore the role of what Legallois and Tutin (2013) refer to as “phraséologie étendue” (‘extended phraseology’) in distinguishing between different subgenres of the novel. This particular approach to phraseology does not only focus on purely linguistic (syntactic-semantic) phenomena, but is also open to discursive aspects of the textual entities (see Diwersy & Legallois, 2019) that are analysed, in our case: literary subgenres. Unlike classical approaches within literary studies, we propose defining and describing subgenres not in terms of their reference worlds or their authors’ style, but on the basis of recurrent lexico-syntactic constructions that are statistically specific to a subgenre and that allow us to identify phraseological motifs (Legallois, 2012; Longrée & Mellet, 2013; Novakova & Siepmann, 2020a). The concept of the phraseological (or textual) motif thus constitutes an innovative analytical tool that makes it possible to link the analysis of the syntactic and semantic levels of literary texts with their discursive-textual level.
In the following, we will first provide a short overview of previous research on phraseology and stylistic approaches to literary genres (Section 2). In Section 3, we will define the concept of the phraseological motif. Subsequently (Section 4), we will describe our corpora and the methodology informing our study. Section 5 will be dedicated to a contrastive (French-English) linguistic and stylistic analysis of data extracted from corpora of three subgenres of the contemporary novel (general fiction, crime novels, science fiction); in this section, we will present findings that prove to be interesting for comparing (sub)genres as well as the two languages. Our conclusions will be summarized in Section 6.
2. A brief overview of previous research
2.1. Approaches to phraseology and idiomaticity
The various concepts related to phraseology in the broad sense have given rise to diverse terms, such as “extended units of meaning” (Sinclair, 2004), “collostructions” (Stefanowitsch & Gries, 2003), “collocations” (Hausmann, 1979; Mel’čuk, Clas & Polguère, 1995; Siepmann, 2005; Tutin, 2010), “lexical bundles” (Biber et al., 1999), “sequential patterns” (Quiniou, Cellier, Charnois & Legallois, 2012), “multi-word expressions” (Steyer & Brunner, 2014). As Novakova and Siepmann (2020a, pp. 4-5) point out, there is no consensus among linguists with regard to the labels used to identify idiomaticity, but there is at least a growing convergence among the different approaches that dispenses with the distinction between a grammar composed of rules and a lexicon consisting of words and phrases. Thus, the Neofirthian approach, whose most well-known proponent is certainly Hoey (2005), advocates for a grammatical lexicon containing both grammatical combinations (“colligations”: e.g., NP + to be + about + V-ing) and lexical combinations (“collocations”: clear motorway). However, his study is based on a small number of English lexemes and needs to be expanded to larger corpora or performed from a cross-linguistic perspective. Construction Grammars (CxG), on the other hand, treat language as an inventory of form/meaning pairs extending across a continuum, from lexicon to grammatical structures via idiomatic sequences (e.g., Goldberg, 1995; Fillmore, Kay & O’Connor, 1988; Croft, 2001). An obvious relationship exists between contextualism and certain construction grammars such as the “collostructions” of Stefanowitsch and Gries (2003). While the former starts from general constructions such as the ditransitive construction to identify its associated lexis, the latter instead start from individual lexemes (e.g., give) to arrive at general syntactic patterns. The strong convergence of these different approaches led to a shift in research focus from the fixed sequences of traditional phraseology, such as routine formulas, proverbs and binary collocations (Hausmann, 1979; Mel’čuk et al., 1995), to other particularly promising concepts like “collocational frameworks” (Renouf & Sinclair, 1991) or “motifs” (Legallois, 2006, 2012; Longrée & Mellet, 2013; Novakova & Siepmann, 2020a). We will define the concept of the phraseological motif in Section 3 below.
2.2. Phraseology, stylistics and the theory of literary genres
A considerable number of studies in stylistics (e.g., Barthes, 1966; Greimas, 1972/1982; Leech & Short, 2007), corpus stylistics (Stubbs, 2005; Philippe & Piat, 2009; Fischer-Starcke, 2010; Vaudray-Luigi, 2013; Mahlberg, 2013), and textometry (Guiraud, 1954; Brunet, 1981) have provided sophisticated analyses of stylistic features, including studies of specific lexical and/or grammatical characteristics in works by individual writers like Flaubert, Proust, Dickens and Austen. Other studies have identified stereotypical recurrent patterns in specific genres, such as crime fiction (Todorov, 1978; François, 2009; Lits, 2011), with the goal of developing a typology of literary genres. Despite such efforts, genre theory as a whole has tended to rely first and foremost on content-based features, privileging thematic and macrostructural aspects rather than linguistic criteria in typologies of literary genres (for a discussion of approaches within genre theory, see Duff, 2000; Zymner, 2003; Frow, 2006; Monte & Philippe, 2014).
The thriving field of digital humanities makes it possible to complement predominantly content-based approaches to genre theory by innovative linguistic methods. That means in particular drawing upon the tools provided by corpus linguistics and Natural Language Processing (NLP) as well as relying upon the extraction of huge quantities of linguistic data for stylistic analyses (see e.g., Beauvisage, 2001; Rastier, 2011). The researchers collaborating in the context of the PhraseoRom project2 have explored new ways of bridging the gap between quantitative, corpus-linguistic approaches and traditional goals of literary studies. They propose detailed analyses of lexico-syntactic constructions that are specific to subgenres of French and English novels. The usefulness of the concept of the phraseological motif for distinguishing between literary subgenres has been proven by various case studies completed within the PhraseoRom project (see Novakova & Siepmann, 2020b).
3. The concept of the phraseological motif: a definition
The term “motif” has been used across a range of different disciplines.3 Here, we define the motif as a lexical-syntactic pattern whose statistical recurrence and specificity are established by means of textometric methods.4 In concrete terms, phraseological motifs correspond to phraseological sequences that are statistically salient in a corpus, consisting of continuous or discontinuous units, combining lemmas, morphosyntactic categories, function words, and collocations. Linking form and meaning, these “multidimensional units” (Legallois, 2012, p. 45) fulfil pragmatic as well as discursive functions (DFs) in the structure of the text. On the micro-linguistic level, the motif constitutes a “collocational frame” which consists of a combination of fixed and variable lexical and grammatical elements (see Longrée & Mellet, 2013, p. 66). These combinations manifest themselves as syntagmatic extensions of the collocational nucleus and as paradigmatic variations on its constituent elements (on the verb and/or on the noun). On the macro-textual level of the plot, these statistically significant recurrent lexico-syntactic patterns tend to play a vital role for the “textual coherence” (Martin, 1983, p. 16) within a literary text and are specific to a particular literary genre.
Phraseological motifs, as we understand them, are distinct from the “constructions” defined by Goldberg (1995). Motifs are structural units that are not defined from the point of view of language but with regard to the text. They have discursive functions, which is not necessarily the case for a construction as defined in Construction Grammar (CxG). For instance, transitive constructions in Balzac’s novels are not necessarily typical of Balzac; they are not always motifs.5 Unlike “constructions”, motifs are primarily textual units. Thus, in our contrastive study, the statistically significant lexical-syntactic patterns that integrate the word window and its synonyms into general literature contribute to understanding the function of the window in the narrative (on this topic see also Vidotto & Goossens, 2020). We assume that the concept of the phraseological motif, though not widely known, especially in Anglo-American linguistics and stylistics, yields interesting results for a corpus-driven comparison of subgenres of contemporary novels in French and English.
4. Corpus and methodology
The data for the present study has been extracted from two comparable, syntactically annotated French and English digital corpora of the PhraseoRom project.6 These corpora consist of approximately 2,000 novels (published from the 1950s to the present) in the two languages and have been partitioned into six sub-corpora (largely on the basis of labels provided by publishing houses, library catalogues and literary awards): general literature (GEN), crime fiction (CRIM), romances (ROM), historical novels (HIST), science fiction (SF), and fantasy (FY). Tables 1 and 2 provide an overview of the composition of the corpora:
The corpus-linguistic approach pursued in the present paper is inductive or corpus-driven (Sinclair, 2004; Hoey, 2005; Biber & Conrad, 2009), being based on an automatic extraction of recurrent lexico-syntactic trees or RLTs (see Kraif, 2016), which display lexical units in their syntactic relations of dependency. Figure 1 below illustrates the RLT structure of one of the recurrent expressions specific to French crime fiction – allumer une nouvelle cigarette (‘light a new cigarette’):
The specificity of recurrent expressions (around a core word) to one of the subgenres has been determined by taking the entire PhraseoRom corpus into consideration and drawing upon the statistical index of log-likelihood ratio (LLR, see Dunning, 1993). We decided to use this classical statistical index from textometry for extracting syntactic sub-trees, thus opting for an economical architecture and a simple operation for the PhraseoBase database, which reduces the computation time and avoids heavy machine-processing of textual data, which is currently used in deep learning.
In the framework of the methodology developed within the PhraseoRom project (for more details, see Diwersy et al., 2021), RLTs have to meet the following criteria:8
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a threshold of statistical specificity (LLR index) of more than 10.83.9 The extraction of RLTs is iterative. The LLR index is used at each iteration. For example, in a first step, “open + window” is extracted by our Lexicoscope tool (Kraif, 2016) because its specificity threshold exceeds 10.83. Then, the software extracts “open window + the”, and the LLR is computed again for the pair “open + the window”, and so on. As the operation of our tool is based on syntactic dependency relations, there is no predefined limit with regard to the number of words that are “allowed” between the two items open and window.
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frequency in absolute terms: this criterion refers to the number of times an occurrence appears in a sub-corpus. The number of occurrences of an RLT must be higher than 10.
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dispersion: the number of texts (frequency of documents) or authors (frequency of authors) in which the expression – in the form of an RLT – appears. This criterion makes it possible to retain RLTs which are not part of the style of one particular author but which are specific to several authors within the same sub-genre. Thus, we retain RLTs which concern at least 50% of the authors in one of the sub-corpora of the PhraseoBase.
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morpho-syntactic criterion: each RLT must contain a verb; this criterion excludes, for instance, purely referential expressions like à la tombée de la nuit (‘after nightfall’), Monsieur le Procureur (‘Mr. District Attorney’), les nains de jardin (‘the garden gnomes’). We have chosen to retain those verbal expressions which present more paradigmatic variation and form “richer” patterns on the syntagmatic level.
By applying these criteria we obtained a total of 8,455 French and 1,915 English RLTs for the six sub-genres. Then, these RLTs were annotated according to a semantic grid developed specifically for the PhraseoRom project (see Goossens et al., 2020). This grid makes use of primary semantic categories (dimensions), such as action, communication, cognition, as well as secondary semantic categories (values). Table 3 below illustrates the outcome of this two-tier process10:
The semantic annotation and harmonisation of the RLTs was a prerequisite for their automatic clustering,11 which has led to the emergence of phraseological motifs. In our methodology, the RLTs constitute the starting point for the identification of motifs. In a third step, the RLTs thus classified and clustered were analysed lexico-syntactically across syntagmatic and paradigmatic varieties within the RLTs – e.g., allumer / éteindre / fumer (nerveusement) une (nouvelle) cigarette (‘light/extinguish/ smoke (nervously) a (new) cigarette’) –, which are part of our definition of motifs.
Finally, we analysed the discursive functions of the motifs. An elaborate system of annotation for assigning discursive functions (DFs) to phraseological motifs has been devised.12 The analysis of a large number of motifs extracted from the sub-corpora has led to enriching the list of DFs beyond the two basic and most common ones – the narrative and the descriptive DFs (see Adam, 2011, p. 267). While the most frequent DFs contribute to structuring a literary text by connecting sequences of actions (narrative DF) or are associated with descriptive passages (descriptive DF), further DFs include the affective DF (= description of affects and emotions), the pragmatic DF (= characters’ speech acts), and the cognitive DF (= presentation of cognitive processes). The infra-narrative DF is assigned to motifs that serve to flesh out a scenario (e.g., by introducing a sequence of minor actions) without having any actual consequences for the main action. Similarly, the infra-descriptive DF is assigned to motifs that merely provide a descriptive detail. As the exemplary analyses of three motifs that are specific to different subgenres in Section 5 will illustrate, DFs make it possible to pay attention to the textual dimension of RLTs and their structural role. The case studies will also show that there is no one-to-one correspondence between motifs and DFs; instead, one and the same motif can fulfil different DFs.
Thus, in line with functional and contextualist models (Sinclair, 2004; Hoey, 2005), our analysis of motifs includes the four levels of linguistic analysis: the lexical, syntactic, semantic, and discursive levels. The functional analysis including these four parameters allows us to articulate, on the one hand, the micro-linguistic level of the semantic values of the extracted RLTs and their lexico-grammatical variation, observed within the sentence, and, on the other hand, the macro-level of the narrative script through studying discursive functions which can go beyond the sentence level. The identification of discursive functions is based on observations of a wider context (i.e., a few sentences before and after the one in which the motif occurs).
5. A contrastive analysis of three motifs
From among the many motifs identified in the categorisation process described above, we have selected three that are specific to different subgenres. The motifs which will be analysed in the following are particularly suitable for a contrastive analysis given that their LLR is high in the French as well as in the English sub-corpora.
5.1. The motif of the window/fenêtre in general fiction
Several LSCs built around the noun fenêtre/window are among the RLTs that are specific to the sub-corpora of general fiction (GEN) in French and English. Still, from a contrastive perspective, there are a number of differences between the two sub-corpora. For example, <go to the window> is specific to HIST (LLR 14.08), but virtually non-existent in GEN (LLR 3.49), in contrast to the French corpus, where <aller à/vers la fenêtre> (‘to go to/towards the window’) is specific to GEN (LLR 11.19). The LLR of the RLTs <ouvrir la fenêtre> (‘open the window’) | <open the window> and <regarder par la fenêtre> (‘look out the window’) | <stand at the window>, however, is high in both languages, which suggests that these constructions are particularly interesting candidates for a contrastive analysis:
The following examples illustrate the syntactic distribution of <ouvrir la fenêtre> and <open the window>:
(1) |
Il fut tout de même étonné de se retrouver vivant le lendemain ; étonné, mais aussi un brin émerveillé. Il ouvrit la fenêtre et huma avec avidité l’odeur ambiante de papaye et de fleurs sauvages. (Monénembo T., Le Roi de Kahel, 2008) |
‘He was nevertheless surprised to find himself living on the following day; surprised, but also a little delighted. He opened the window and inhaled avidly the predominant scent of papayas and wild flowers.’ |
|
(2) |
Il s’est levé, il a ouvert la fenêtre, s’est penché, il n’y avait personne dans le passage. (Cintas P., Carabin Carabas, 2016) |
‘He stood up, he opened the window, leant out, there was nobody in the passage.’ |
|
(3) |
Je leur dis bonsoir, ouvris la fenêtre, respirai une seconde l’air délicieusement frais de la campagne, la nuit, et me précipitai vers mon lit. (Sagan F., Un profil perdu, 1974) |
‘I said good night to them, opened the window, inhaled for a second the deliciously fresh country air, the night, and I threw myself on my bed.’ |
|
(4) |
Amin flipped up the blind, opened the window and looked out. (Newby P.H., Something to Answer For, 1969) |
(5) |
Mary opened the window and stepped out. (McEwan I., The Comfort of Strangers, 1981) |
(6) |
They opened the window and walked out on to the balcony. (Thomas D.M., The White Hotel, 1981) |
An examination of their syntactic distribution reveals that both <ouvrir la fenêtre> and <open the window> occur especially in juxtaposition in French (2-3) and in coordination in English (4-6), with a higher specificity index in English than in French for the latter type of construction: the LLR for the coordinating conjunction and is 63.21. The conjunction et (‘and’), by contrast, does not even appear in the lexicogram (the table of contingence) of <ouvrir la fenêtre>.
As the examples above demonstrate, both <ouvrir la fenêtre> and <open the window> typically occur within (more or less extensive) sequences of mundane actions, which usually have no impact on major events of the narrative: se lever et se pencher (2), dire bonsoir (3), look out (4), step out (5), walked out on to the balcony (6). The RLT <open the window> is most often followed by the verb look (LLR 10.22) and, somewhat less frequently, by sit (LLR 7.24). The data also shows that in French the verbs co-occurring most often with <ouvrir la fenêtre> are s’accouder (‘to lean on one’s elbows’, LLR 23.9), aller (‘go’, LLR 20.39), se pencher (to lean out, LLR 20.24) and se lever (‘to stand up’, LLR 19.53). Instead of fulfilling a narrative DF by marking steps in the progression of the narrative, the motif is much more likely to be part of a portrayal of everyday life. It serves to flesh out a situation and render it more plausible due to the attention to detail created by references to (small-scale) actions which do not have any direct impact on the main plot (= infra-narrative DF). These conclusions about the main function of <ouvrir la fenêtre> and <open the window> resemble findings on the motif <regarder par la fenêtre> (‘to look out of the window’) by Vidotto and Goossens (2020), who observe that <regarder par la fenêtre> also tends to be linked with an infra-narrative DF in GEN.
In the wake of Romanticism, the motif of the (open) window was associated with the affective DF in French and English literature as well as in visual arts. In a study of 19th-century painting, Rewald (2011, p. 3) argues that “the Romantics found a potent symbol for the experience of standing on the threshold between an interior and the outside world” in the motif of the open window. Quite similar overtones appear in British novels from the 19th century, such as E. Brontë’s Wuthering Heights (1847), where a delirious female protagonist implores her servant to “Open the window again wide” (163) to allow her to see the moors: “I wish I were out of doors – I wish I were a girl again, half savage and hardy, and free…” (163). Here, the motif is primarily associated with an affective DF (expression of emotional states). In a similarly emotionally intense scene, the title character in Ch. Brontë’s Jane Eyre (1847) opens a window and compares her life to a “prison-ground” (117), yearning for a “varied field of hopes and fears, of sensations and excitements” (116). Vidotto and Goossens (2020, p. 50) argue that the motif of the window has also played an important role in French literary history, drawing upon the authority of Baudelaire, who claims in “Fenêtres”: “il n’est pas d’objet plus profond, plus mystérieux, plus fécond, plus ténébreux, plus éblouissant qu’une fenêtre éclairée d’une chandelle” (‘There is no object deeper, more mysterious, more fertile, darker, more dazzling than a window lit by a candle’).13
What also proves to be interesting in terms of DFs is a syntactic distribution of the motif that is specific to French GEN in the PhraseoRom corpus, namely the syntagmatic extension of the RLT <ouvrir la fenêtre> by an infinitive construction introduced by the preposition pour (LLR 20.41) + Vinf, which expresses the aim of the action: pour aérer (‘to ventilate’ LLR 56.6), pour réfléchir (‘to think’), pour faire entrer de l’air frais (‘to let in fresh air’):
(7) |
J’avais ouvert les deux fenêtres pour faire entrer un peu d’air frais, mais cela n’avait servi à rien. (Modiano P., Dimanches d’août, 1986) |
‘I had opened the two windows to let in a little fresh air, but that had not helped.’ |
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(8) |
Elle ouvrit la fenêtre pour revenir à sa réflexion de tout à l’heure, tandis qu’ils évoquaient des souvenirs. (Cintas P., Carabin Carabas, 2016) |
‘She opened the window to return to her previous meditations, when they had evoked memories.’ |
In (8), the act of opening a window is linked with reflexion and remembering, which means that the infra-narrative DF is combined with a cognitive DF in these instances. Opening the window is also associated with perception (e.g., (7) pour faire entrer un peu d’air frais). Such constructions are frequently linked with information on the characters’ emotions, for example pleasure or even delight (ex. (1): Il ouvrit la fenêtre et huma avec avidité l’odeur ambiante de papaye et de fleurs sauvages or ex. (3): je respirai une seconde l’air délicieusement frais de la campagne). In these cases, the infra-narrative DF of the motif is augmented by an affective DF. On the whole, the enrichment of the infra-narrative DF by either a cognitive or an affective DF appears to be much more common in the case of French <ouvrir la fenêtre> than with its English equivalent.
In contrast to the motif <open the window>, which typically appears in sequences of trivial, small-scale actions and thus primarily fulfils an infra-narrative DF (even more so than its French equivalent <ouvrir la fenêtre>), the motif <stand at the window>, associated with the semantic categories of state and location (see the semantic grid in Table 3), is primarily associated with a descriptive DF, given that it typically initiates a sequence detailing what a character perceives. The affinity of <stand at the window> with a descriptive DF coincides with the fact that the verb look (used in the ing-form, looking down, up) is among the most specific lexemes co-occurring with the RLT <stand at the window>, but the RLT is also combined with other verbs of visual perception, such as seeing, watching, gazing out (at him):
(9) |
I shall stand for five minutes at the window of the rôtisserie, watching the chickens on the spit (Harris J., Chocolat, 1999) |
(10) |
Tomáš stands at the windows, smoking and looking at the view. (Mawer S., The Glass Room, 2009) |
Although the motif frequently occurs in its minimal form, there is also some syntagmatic variation, which may enhance the descriptive DF. Besides modifiers (adjectival and prepositional phrases (PPs)) of the noun window (little, big, rear, kitchen, passenger, tall; of her hotel suite, of the glass room, of my flat, of the house), the adverbial adjuncts between open and window (for a long time, for five minutes, for a minute) are among the common syntagmatic extensions of the RLT open the window. Many of these extensions provide the reader with a clearer sense of what the setting looks like.
All in all, we can conclude that the two motifs examined above – <ouvrir la fenêtre> / <open the window> and <stand at the window> – fulfil primarily an infra-narrative and a descriptive DF, respectively. A combination with an additional DF, especially a cognitive or affective DF, appears to be significantly more common in the French than in the English corpus. Given the tradition of linking these motifs with the depiction of emotional states and/or contemplation, which is very prominent in French and British literature in the 19th century, the widespread lack of cognitive or affective DFs in contemporary English GEN might be interpreted as an attempt to avoid what could be perceived as a cliché due to having been used extensively in the past. At any rate, the motifs seem to have been largely deprived of their former association with emotions and contemplation in English GEN, being in effect trivialised, which is reflected in <open the window> being associated predominantly with an infra-narrative DF.
5.2. The motif découvrir le corps / find the body in crime fiction
Crime fiction has the reputation of being one of the most formulaic, “highly codified” (Ciocia, 2015, p. 109) genres. Its formulaic nature is apparent in a tendency to fall back on stereotypical character types, recurrent character constellations and plot patterns. Yet, this repetition has not been detrimental to the success of the genre; instead, a balance between familiar ingredients and a certain degree of variation seems to be what readers of crime fiction expect. Even in the more experimental types of crime writing, readers typically find a few basic building blocks, including, first and foremost, an investigator, a perpetrator and a victim (see Todorov, 1978, p. 9–19). Since crime fiction, which initially often told stories about theft or blackmail, has come to focus almost exclusively on murder since the 1920s (see Worthington, 2011, p. 117), there is usually a corpse.
Textometric corpus analysis offers tools that promise to identify links between patterns on the macro-level of the plot and the micro-level of phraseological motifs. Expressions referring to the discovery of a murder victim are among the statistically most salient RLTs in the French and English crime fiction (CRIM) sub-corpora, which correlates with the genre’s preoccupation with murder and suggests that the discovery of the victim is a central component of the macro-level of the plot:
While the English texts clearly favour the (more euphemistic) term body, there is some paradigmatic variation between the lexemes corps (‘body’) and cadavre (‘corpse’) in French. As a comparison of the LLR indices reveals, the number of RLTs built around the nominal core corps/cadavre in the French sub-corpus is higher than that of RLTs around body in the English sub-corpus. What the motifs in both sub-corpora have in common, however, is that the RLTs often occur in their minimal form and are to be found frequently in direct speech and specifically in interrogative sentences:
(11) |
Trois autres soldats lourdement armés apparurent dans le couloir et entrèrent dans la pièce. Frewin enchaîna: – Qui a découvert le corps? (Chattam M., Le cycle de l’homme 2 Prédateurs, 2007) |
‘Three other heavily armed soldiers appeared in the hall and entered the room. Frewin continued: – Who discovered the body?’ |
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(12) |
– Mr Main, who discovered the body? (Forbes C., The Main Chance, 2005) |
(13) |
I found him, you know, she said. I found the body. (Beaton M.C., Agatha Raisin and the Quiche of Death,1993) |
The RLTs listed above reflect the fact that the discovery of a (murder) victim is among the recurrent plot elements in crime fiction; in other words, the motif constitutes a part of what might be called an “investigation script”.14 Since the motif refers to a crucial event in the plot and is an important trigger for further actions (the investigation), a narrative DF can be assigned to this motif.
In the French examples, there is a tendency for the RLT to occur in cleft sentences. Given that this type of construction serves as a “focusing device” (Fischer, 2009, p. 171), the syntactic distribution pattern may highlight the significance of a certain character (namely the one who found the body) in the investigation script:
(14) |
Qui êtes-vous au juste ? C’est moi qui ai découvert le corps d’Eduardo. (Grangé J.-C., La Forêt des Mânes, 2009) |
‘Who are you actually? It’s me who discovered Eduardo’s body.’ |
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(15) |
C’est la femme de ménage qui a trouvé le corps, elle vient une fois par semaine, le mardi matin. Pas de chance, dit Adamsberg. (Vargas F., Pars vite et reviens tard, 2001) |
‘It is the cleaning woman who found the body; she comes once per week, on Tuesday mornings. No luck, said Adamsberg.’ |
Similar cleft sentences are extremely rare in the English sub-corpus:
(16) |
There isn’t any – I mean – well – there was a girl who discovered the body. (Christie A., The Clocks, 1963) |
Given that cleft sentences as such are not particularly unusual in English (see Fischer, 2009),15 the reason for the lack of cleft sentences stressing the role of the one who discovered the body might be a stylistic one, as we will suggest below.
There is usually more information about the victim’s identity than about the one who finds the corpse. This is how we can account for the frequent syntagmatic extensions of the RLT, which are used in simple sentences and introduce details about victims (their identity, age, state, etc.). Other syntagmatic extensions specify the time and/or location of the murder:
(17) |
The very-respectable Colonel and Mrs Bantry have awakened to discover the body of a young woman in their library. (Christie A., A Murder is Announced, 1950) |
(18) |
A fisherman found the body of a small, female child on a beach on Cat Island. (Bagley D., Wyatt’s Hurricane & Bahama Crisis, 1982) |
(19) |
The gardener discovered the body, but not until this afternoon. (Forsyth F., The Day of the Jackal, 1972) |
In (17) and (18), the identity of the victim (the body of a young woman, of a small, female child) as well as the place where the body has been found (in their library, on Cat Island) are mentioned. In (19) the motif is used essentially in its minimal realisation; the only detail that appears here is the temporal adverbial (not until this afternoon). In English, the motif is more likely to occur in subordinate clauses than in French:
(20) |
He was still in the park when the kids found the burning body. (May P., The Firemaker, 1992) |
(21) |
I’m wondering whether she was taking care to ensure that there was a witness with her when she found the body (James P.D., The Private Patient, 2008) |
These subordinate clauses are introduced most often by the conjunction when, which even turns out to be the most specific element co-occurring with the motif (with an LLR of 51.65). Thus, in narrative sequences, the motif tends to indicate the moment when a corpse is found.
Among the French examples, elaborate temporal and spatial information as well as details on the identity and state of the victim are twice as frequent as in the English examples:
(22) |
Un flic baignait dans son sang à l’intérieur de la voiture banalisée, la carotide tranchée. Puis ils avaient découvert le corps de son collègue tué par balle dans son propre appartement. (Molay F., La 7e femme, 2006) |
‘A cop was bathing in his own blood inside the civilian car, with his carotid artery cut through. Then they had found the body of his colleague who had been killed by a bullet in his own apartment.’ |
|
(23) |
Tendresse découvrit le cadavre de sa grand-mère dans la pièce principale, couché devant la télévision allumée. Le décès était récent. (Besson P., Mais le fleuve tuera l’homme blanc, 2009) |
‘Tendresse found the corpse of her grandmother in the main room, lying in front of the television, which was still on. The death was recent.’ |
|
(24) |
On découvrit le corps du capitaine Duvale le lundi à l’aube, dans son bureau, une balle logée entre les deux yeux. (Azincourt J., Nuit de rage, 2001) |
‘They discovered the body of Captain Duvale on Monday at the break of dawn, in his office, with a bullet lodged between his eyes.’ |
In the syntagmatically extended versions of the motif <découvrir corps>, there are prepositional phrases specifying the victim’s identity (de son collègue, de sa grand-mère, du capitaine Duvale) as well as temporal (lundi, à l’aube) and spatial adverbials (dans son propre appartement, dans la pièce principale, dans son bureau). There are also adjectival and nominal detached constructions describing the modalities of the murder or the state of the corpse (tué par balle, couché devant la télévision allumée, une balle logée entre les deux yeux).
Another feature that distinguishes the English and French data is the frequent usage of the passive construction the body was found (LLR 42.29), which, again, occurs most often in subordinate clauses (25), though not exclusively (26):
(25) |
Their shoes matched the marks on the ground where the body was found, and his blood was on their clothes. (Mina D., Field of Blood, 2005) |
(26) |
The badly decomposed body of a man in his 50s was found by council workers at a block of flats in Briarstone yesterday. (Haynes E., Human Remains, 2013) |
In these examples, the passive construction directs attention to the discovery of a victim, often without focusing on the one who found it. The main purpose of the construction <the body was found> is conveying information on a place, which is typically expressed in a prepositional phrase following the construction. As the data from the English-French parallel corpus shows, this construction tends to be translated into active constructions in French, which indicates a tendency of French to avoid the passive:
(27) |
a. |
But if Kenamoun’s body had not been discovered, Ineny would have no idea that Huy was aware of his treachery. (Gill A., City of the Dead, 1993) |
b. |
Mais si l’on n’avait pas encore découvert le cadavre de Kenamoun, le secrétaire n’aurait aucune idée que Huy était informé de sa trahison. |
This difference is the consequence of stylistic preferences in the two languages, but has no consequences for the information that is conveyed, since the French indefinite pronoun on does not specify an agent, either.
As our analysis has shown, we can assign a narrative DF to all of the motifs with the nominal core body/corps in the two sub-corpora. The motifs mark progress in an investigation and tend to be combined with the presentation of evidence, since both the place where a victim is found and the state the victim is in, i.e., injuries indicating how the murder was committed, may provide important clues. Our linguistic conclusions corroborate Saint-Gelais’ comments on the two different approaches to reading crime fiction:
On conçoit dès lors que le roman policier soit traversé par une tension entre deux angles de lecture: d’une part, un angle cognitiviste, qui amène à négliger la matérialité textuelle au profit des opérations inférentielles effectuées sur la base des données fictives ; d’autre part, un angle discursif, qui prend en compte les agencements du texte et leur incidence propre sur la lecture16. (Saint-Gelais, 1997, p. 797)
The varied linguistic manifestations of the motifs with the nominal core corps/body correlate with a progression of the investigation (plot level) drawing upon evidence provided by the body of the victim, which is in line with the cognitive appeal of the genre. A predominantly narrative DF is apparent in the French and English sub-corpora.
Despite this similarity, there are differences between the sub-corpora, e.g., more syntagmatic variation and a tendency to identify the person(s) who discovered the victim in the French examples. Leaving out the information who found the body in the English examples (often by means of the construction <the body was found>) suggests that familiarity with the underlying investigation script makes it possible for readers to cope with logical gaps in the textual realisation of the cognitive script. Providing information on the person(s) who found the corpse, let alone their reaction to the discovery, may have little value as evidence in a clue puzzle. Still, the decision to elaborate on the discovery of the corpse (or not) may have far-reaching aesthetic consequences, which are exemplified by the contrast between forensic crime fiction with its interest in decomposing bodies and detective novels in the British Golden Age tradition, which tend to shy away from gore and prefer what Worthington (2011, p. 120) refers to as “muted violence”.
5.3. The motif of the screen/l’écran in science fiction
Given the range of themes characteristic of science fiction, it seems hardly surprising that analyses of lexical fields have revealed a clear bias towards a “scientific” vocabulary in this genre (see Klein, 2018). The preference for (pseudo-)scientific lexemes goes hand in hand with a striking lexical creativity that serves to introduce new concepts and contributes to the strong world-building component inherent in SF (see Stockwell, 2000, pp. 115-138; Wolf, 2012, pp. 97-106). As Gonon and Kraif (2020, p. 152) have shown in their quantitative study, “neologisms are among science fiction’s (SF’s) defining features; these refer to realities unfamiliar to readers, such as futuristic inventions, advanced technology, anthropomorphic species from other planets, extraterrestrial fauna and flora, that have no referents in reality”. While neologisms like tricomputer or vodoceur (Gonon & Kraif, 2020, p. 164) stand out as world-building strategies, recurrent LSCs, which have remained largely unexplored in SF so far, may likewise establish a “scientific” vocabulary.
Our corpus-driven study has revealed that several constructions with the nominal core l’écran/the screen are statistically relevant to the French and English SF sub-corpora:
SF FR |
LLR |
SF EN |
LLR |
<apparaître sur l’écran> |
110.66 |
<appear on the screen> |
43.25 |
<s’inscrire sur l’écran> |
32.68 |
<look the screen>17 |
53.00 |
<défiler sur l’écran> |
16.90 |
<stare the screen> |
27.72 |
<l’écran montre> |
97.76 |
<the screen shows> |
62.16 |
<l’écran s’éteint> |
81.19 |
||
<l’écran s’allume> |
52.08 |
Table 6. RLTs with the nominal core écran/screen specific to French and English SF.
The LLR index of the RLT <apparaître sur l’écran> (‘appear on the screen’) is very high, and the LLR of its paradigmatic variants <s’inscrire sur l’écran> (‘register on the screen’) and <défiler sur l’écran> (‘scroll on the screen’), which are part of the same motif, are likewise well above the threshold of 10.83. The RLT <appear on the screen> is specific to English SF, albeit with a lower LLR (43.25). There are two further RLTs with the nominal core écran/screen that are highly specific to SF in both languages: <l’écran montre> (LLR 97.76) and its English equivalent <the screen shows> (LLR 62.16). In English, <look the screen> and <stare the screen> are also specific to SF, whereas their French equivalents <regarder l’écran> (‘look at the screen’) and <voir l’écran> (‘see the screen’) do not pass the threshold of 10.83; <l’écran s’éteint> (‘the screen goes blank’) and <l’écran s’allume> (‘the screen lights up’) have no statistically significant counterparts in the English corpus.
Computer and communication screens were of course much more futuristic for readers in the 1950s than they are today, in the wake of the digital revolution. Still, screens seem to have become a standard ingredient of SF. In some cases, the overall impression of a “scientific” fictional world is reinforced by syntagmatic extensions that specify the type of screen (de l’holoviseur, de contrôle, du radar, télévisionneur, sphérique, digital, video, of the communicator). In the following, we will focus on parallels between the two sub-corpora and compare the functions of the RLTs <apparaître sur l’écran> / <appear on the screen> and <l’écran montre> / <the screen shows> as well as the motifs which these RLTs establish in the two languages.
A comparison of the RLTs <apparaître sur l’écran> and <appear on the screen> reveals striking similarities with respect to their features and functions. The syntactic distribution of the RLTs turns out to be almost identical in the two corpora; they appear either in simple or complex sentences (primarily in paratactic ones) or in sentences introducing direct speech. In simple and complex sentences, the apparition of an entity (e.g., a face, a person, an object, a message, numbers) on a screen typically marks the beginning of a new narrative sequence and thus drives the plot onward, in accordance with the inchoative value of the verb apparaître/appear. The motif thus has primarily a narrative DF. The following examples from the French and the English corpora illustrate the prime functions of the motif:
(28) |
La pièce était vide, mais un écran qui surmontait le dispositif d’autoguidage devint lumineux. Le ronronnement d’un mécanisme se fit entendre et un être monstrueux apparut sur l’écran. (Guieu J., L’invasion de la terre, 1952) |
‘The room was empty, but a screen positioned above the self-guiding device became bright. The humming of a mechanism could be heard and a monstrous being appeared on the screen.’ |
|
(29) |
Une phrase s’inscrivit peu à peu sur l’écran de l’ordinateur. Simultanément, un synthétiseur vocal la prononça. Tous entendirent la réponse de la fourmi. (Werber B., 2 La trilogie des fourmis 2 Le jour des fourmis, 1992) |
‘A sentence gradually inscribed itself on the computer screen. Simultaneously, a voice synthesizer pronounced it. Everyone heard the answer of the ant.’ |
|
(30) |
The room was quiet for almost a minute as images of Mars at different resolutions appeared on the giant screen on the wall. (Clarke A.C., 3 Rama 03 – The Garden of Rama, 1991) |
(31) |
Then a pale blue light appeared on the screen, and he almost dropped it in his surprise. (Gibson G., Against Gravity, 2005) |
Most of the motifs have been realised in their minimal form (NP + V), though there is some paradigmatic variation with regard to the verb in French: apparaître/défiler/s’inscrire sur l’écran. The sight of someone or something that is unknown, spectacular, perhaps threatening (un être monstrueux) or sublime (images of Mars) on a screen is apt to contribute to the “sense of wonder” (Sawyer, 2015) as well as to the suspense deemed typical of SF: the apparition of un être monstrueux (28), of images of Mars (30), or even of a pale blue light (31) on a screen seems likely to make the reader expect exciting events to unfold. Being associated with a narrative DF, the motif <apparaître sur l’écran> | <appear on the screen> has a significant impact on the plot, frequently setting a whole sequence of events in motion, e.g., in (29): une phrase s’inscrivit sur l’écran → un synthétiseur vocal la prononça → tous entendirent la réponse de la fourmi. As the analysis so far already suggests, constructions with the nominal core écran/screen are eminently suitable for telling the kind of stories readers expect from SF.
The second shared recurrent distribution pattern of the motifs <apparaître sur l’écran> and <appear on the screen> is their function of preparing the path for direct speech/dialogue: the appearance of someone on a screen often initiates the act of speaking or even a dialogue sequence. Thus, visage (LLR 107.97) and face LLR 46.54 in English, which are – besides image (LLR 63.66) in French – among the most specific subject NPs of the sentence combined with apparaître sur l’écran (appear on the screen), seem apt to introduce an act of communication. Typically, the one whose face appears is about to turn into a speaker:
(32) |
Un Mokranien casqué apparut sur l’écran. |
– Pourquoi nous avoir stoppés ? s’indigna-t-il. |
|
– Depuis quand, Boukoniev, discutes-tu les ordres du Chef Letvinof ? (Guieu J., Hantise sur le monde, 1953) |
|
‘A helmeted Mokranian appeared on the screen. – Why did you stop us? he said indignantly. – Since when, Bukoniev, do you discuss the orders of Chief Letvinof?’ |
|
(33) |
A bleary-eyed Karl, who had obviously not slept since their last conversation, appeared on his screen. “Here it is”, he said, exhaustion and triumph competing in his voice. (Clarke A.C., Imperial Earth, 1976) |
Examples (32) and (33) suggest that the function of introducing direct speech/a dialogue tends to be distinct from that of being linked to a sense of wonder, which was discussed before.
The functions described so far differ from those that can be identified for the motif <l’écran montre> | <the screen shows>, which displays some paradigmatic variation in French – montrer (‘show’), se maculer (‘smear’), s’afficher (‘display’) – but not in English. This motif typically introduces descriptive sequences specifying what can be seen on the screen, be it a portrait or an action, which means the motif is primarily associated with a descriptive DF:
(34) |
L’écran de contrôle du thorax montrait la foule des passagers groupés devant la terrasse surmontée de l’écran double où l’on voyait la Terre sur une moitié et l’espace à l’avant du Papillon sur l’autre. (Werber B., Le papillon des étoiles, 2006) |
‘The thorax control screen showed the crowd of passengers grouped in front of the terrace topped by the double screen where one could see Earth on one half and the space in front of the Papillon on the other.’ |
|
(35) |
L’écran montrait maintenant le ciel constellé d’astres. La monstrueuse comète Yahoun obstruait une partie de l’horizon et plongeait la capitale nergalienne dans un bain de terrifiantes vapeurs toxiques. (Guieu J., Nous les Martiens, 1954) |
‘The screen now showed the sky studded with stars. The monstrous comet Yahoun blocked part of the horizon and plunged the Nergalian capital into a bath of terrifying toxic fumes.’ |
Especially in the French examples, the descriptive sequences tend to be quite detailed, elaborating on what can be seen on the screen (e.g., in (34): la foule de passagers groupés devant la terrasse, and in (35): le ciel constellé d’astres). The motif <l’écran montre> includes some variation with respect to the verb (l’écran montre, révèle, s’allume, frémit, s’illumine):
(36) |
Tout à coup, l’écran vert du radar montra un point brillant qui apparaissait et disparaissait alternativement – filant en ligne droite – au fur et à mesure que tournait le repère partant du centre de l’écran. (Guieu J., L’homme de l’espace, 1954) |
‘Suddenly, the green screen of the radar showed a bright dot that kept appearing and disappearing – spinning in a straight line – progressing with the rotating mark originating from the center of the screen.’ |
|
(37) |
Le commandant demeurait toujours invisible. Rien n’indiquait que ses intentions demeuraient conformes aux instructions belliqueuses du conseil des Six. Brusquement, dans la cabine radio, l’écran du téléviseur s’alluma et révéla la chambre de Jacques Dureur où s’entassaient pêle-mêle, des bouteilles, des fourrures, des pipes, des aliments. Les lèvres pâles et serrées, il ordonna : – Mettez-moi en communication avec le lieutenant Cardeau, promptement. (Curval P., Le ressac de l’espace, 1962) |
‘The commander still remained hidden. Nothing indicated that his intentions were still in accordance with the warlike instructions of the Council of the Six. Suddenly, in the radio cabin, the television screen lit up and revealed Jacques Dureur’s room, where bottles, furs, pipes, food were piled up in a jumble. Through pale, tight lips, he ordered: – Put me immediately through to Lieutenant Cardeau.’ |
When the RLT is accompanied by an adverbial of time (tout à coup, brusquement) in coordinated and juxtaposed sentences, the entity appearing on the screen may contribute to advancing the action, while the descriptive component simultaneously fades somewhat into the background. In other words, there is a hybrid DF: narrative (here: something new is introduced into the story, which advances the plot) + infra-descriptive (= the newly introduced object or place is described). This pattern, which is quite common in French, may also introduce direct speech (as (37) illustrates).
There are clear parallels between <l’écran montre> and <the screen shows> in terms of the functions of the motif, since the English data also reveals that the motif is linked with a descriptive DF. The motif often forms the core of an independent sentence that describes what can be seen on the screen(s) – a location, an object, etc. – and may initiate an enumeration or even a longer descriptive passage:
(38) |
Other screens showed ships, dozens of dark ships, dropping from the sky. They were gas-capable Mercatoria spacecraft, some as little as fifty metres long, others three or four times that size; soot-black ellipsoids with thick wings and sleek but rudimentary tailplanes and engine pods. (Banks I.M., The Algebraist, 2004) |
(39) |
One of the five screens on the wall opposite his desk showed a real-time weather-satellite image of Amarisk and the ocean to the west, both covered by spiral arms of cloud. (Hamilton P.F., Reality Dysfunction – Emergence & Expansion, 1996) |
All in all, the motifs with the nominal core écran/screen show strong similarities in the two languages in terms of their functions. The DF of <apparaître sur l’écran> | <appear on the screen> is first and foremost narrative, while the motif <l’écran montre> | <the screen shows> is primarily associated with a descriptive DF (and occasionally a hybrid DF: narrative + infra-descriptive). These tendencies, which may be found in French and English SF alike, can presumably be attributed to narrative conventions of the genre rather than to linguistic differences.
6. Conclusion
As our case studies (Sections 5.1-5.3.) have shown, the concept of the phraseological motif proves to be a useful tool for linking the micro-level of recurrent lexico-syntactic constructions with the macro-level of the plot in narrative texts. In short, due to its dual function as a unit that is both structuring and distinctive (see Longrée & Mellet, 2013), the phraseological motif is a lexico-syntactic sequence that turns out to be useful for distinguishing subgenres of the novel:
The notion of motif lets us fill in the missing link between “macro-level” notions of script or schema that have traditionally been used in cognitive narratology (e.g., study of the plot, isotopies) and the “micro-level” elements that go into making up the script (specific phraseological recurrences). (Novakova & Siepmann, 2020a, p. 10)
Moreover, a scrutiny of extended phraseology makes it possible to approach the definition and description of literary genres on the basis of an innovative, quantitative methodology. More specifically, our case studies allow us to formulate a number of conclusions, which of course need to be validated in further analyses: (1) The similarities between English and French literature appear to be more pronounced in crime fiction and science fiction than in general fiction. This might point towards a greater convergence among popular genres as far as stylistic and structural features are concerned, irrespective of whether they were written by French or British/Irish writers. (2) The French motifs on the whole tend to display a higher degree of paradigmatic and syntagmatic variation than their English counterparts, which may be attributed to variation being a preeminent ideal of French literary language (see Philippe, 2016). (3) Our study also revealed a wide variety of DFs of the motifs, which enrich the list of the two most common ones – the narrative and the descriptive DFs. The detailed analysis of these DFs in English and French led us to include some additional DFs like the affective and cognitive ones. The functions of the motifs often overlap and show the significance of this phraseological sequence for the organisation and construction of the plot in novels belonging to the different subgenres.